MUFG Union Bank Senior IT Auditor, Associate (Applications) in New York, New York
Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better—from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group.
Audit the Bank's processes to control enterprise wide risk management practices. Use risk focused continuous monitoring and on-site audits to evaluate and analyze the efficiency and effectiveness of controls. Write detailed audit programs to test the internal controls using a risk-based approach, and analyze reasonable threats and the resulting exposure. Document findings and interface with line management to obtain an appropriate response. Write clear, concise and persuasive audit reports and other documents summarizing level of risk, scope, findings, recommendations, and the current status of the issues. Direct and participate in special audits or project reviews. The audit consultant and senior audit consultant positions are distinguished from each other with respect to: Degree of complexity of assignments Experience and personal skill set Ability to work independently Demonstrated ability to lead and manage large/complex audits and/or groups of auditors Level of client relationship skills Expected to be able to act as in-charge on multiple assignments of a complex nature at the same time.
Audit & Continuous Monitoring: Prepare for audit by conducting preliminary reviews and interviews to identify client's business objectives, risks, and control techniques. Prepare risk assessments. Analyze and evaluate the adequacy of client's control environment. Develop risk-focused tests to ensure compliance with bank policies, procedures, and regulatory requirements. Direct, conduct, and manage the tests according to established standards and time frames. Assign, monitor, and review audit work performed by supporting Audit staff. Provide work direction and ongoing performance feedback to assisting staff. Prepare and conduct performance evaluations for assisting staff. Conduct risk focused discussions with client management to review business issues and recommendations. Prepare audit reports summarizing findings. Describe risks and related issues/findings clearly and persuasively. Plan and complete audit schedule for area of responsibility. At audit manager's direction, assist external auditors and examiners with their engagements.
Communication:Promote effective and open communication with all levels of internal and external bank line and staff personnel. Provide technical guidance to units on operational policies and control procedures. Keep audit manager informed on degree of risk in various operating units, particularly the more complex and/or specialized units, through periodic reporting of high level business/unit summaries. Clearly communicate issues to the appropriate level of bank line management. Act as liaison for external auditors and examiners during the on-going or annual reviews.
Teamwork:*Promote teamwork within IAA, as well as with other bank units. Maintain effective working relationships with line management. Provide leadership, training, and guidance to other auditors.
Special Projects:Initiate and complete special project assignments such as due diligence examinations, task force projects or specific ad hoc reviews delegated by audit manager.
This position typically requires an undergraduate degree. Professional certification is highly desirable.
Typically requires 5 years of related audit or business experience including experience leading a work team.
Good understanding of risk management, audit techniques, internal controls, audit principles and theory.
Good to strong skills in risk assessment analysis and a solid understanding of business and financial markets.
Ability to monitor and analyze results of continuous monitoring program including assessing changes in a unit or function's risk profile.
Good leadership skills.
Effective communication skills, both oral and written.
Ability to interact effectively with unit management and staff and all levels of bank management.
Good personal computer skills with a working knowledge of word processing, spreadsheet, and related software applications.
*We are proud to be an Equal Opportunity/Affirmative Action Employer and committed to leveraging the diverse backgrounds, perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate in employment decisions on the basis of any protected category.
Job: *Risk & Compliance
Title: Senior IT Auditor, Associate (Applications)
Location: NEW YORK-New York
Requisition ID: 10006856-WD
Other Locations: CALIFORNIA-Monterey Park