MUFG Union Bank Senior Auditor, MUFG Investor Services - Associate in New York, New York

Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better—from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group.

/ Major Responsibilities: /

Internal Audit for the Americas acts as the third line of defense, independently assessing first and second line management’s effectiveness in identifying, measuring, monitoring and controlling the risks of the Bank. We have an opportunity for an Audit Associate with banking/financial services experience to join the team responsible for auditing the Investor Services and Stock Transfer Agency business lines. Areas of focus include Fund Administration for Mutual Funds, Hedge Funds and Fund of Fund business as well as Stock Transfer agency business lines.

The Audit Associate will be aligned to the business lines and participate in audits. Strong audit/internal controls experience is required. Related experience in Investor Services is preferred.

LOCATION: New York City, Dallas, Rockville

  • Bachelor’s degree and 5 years of audit / internal controls or Big 4 assurance experience in financial services and / or Investor Services

  • Product knowledge / experience with Mutual Funds and Hedge Funds preferred but not required

  • Exposure to Banking / Financial Services Regulations

  • Critical thinking, analytical, and project management skills

  • Ability to interact and communicate effectively with senior leadership, regulators, and staff at all levels

  • Ability to perform risk assessments and analyze risk trends at a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns

  • Ability to identify and understand controls in changing environments

  • Strong oral and written communication, including the ability to write clear, concise, non-technical and persuasive risk evaluation reports

  • Approximately 25% travel may be required

/ The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified. /

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/ To learn more about MUFG, review all current career opportunities, and apply please visit us online: /

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/ We are committed to leveraging the diverse backgrounds, perspectives and experiences of our workforce to create opportunities for our people and our business. Equal Opportunity Employer: Minority/Female/Disability/Veteran. /

Job: *Risk & Compliance

Title: Senior Auditor, MUFG Investor Services - Associate

Location: NEW YORK-New York

Requisition ID: 10006979-WD

Other Locations: TEXAS-Dallas, MARYLAND-Annapolis