MUFG Union Bank Information Risk Management - Regulatory, Director in New York, New York

Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better—from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group.

Job Summary:

Reporting to the Governance, Risk & Control Managing Director, the Regulatory Director is responsible for (in general, but not limited to):

  • Understanding information risk associated regulations in the financial industry

  • Understanding, translating, and communicating regulatory requirements to the first and second line units

  • Supporting the awareness of new regulations across the enterprise

  • Coordinating and participating in regulatory exams (where appropriate)

  • Reviewing front line unit information risk regulatory responses.

Major Responsibilities

  • Monitoring for new regulatory requirements and assessing applicability to the enterprise

  • Understanding, translating, and communicating regulatory requirements across the enterprise

  • Implementing regulatory requirements for the second line of defense through a number of activities including updating of IRM framework, policies, ands standards

  • Working closely with the training and awareness team to communicate regulatory requirements across the enterprise

  • Coordinating and overseeing regulatory examinations, including defining management responses to examinations, communicating with regulatory agencies and examiners, and ensuring remediation of regulatory examination issues

  • Reviewing front line units regulatory responses

  • Remediating regulatory examination issues within the second line of defense and overseeing remediation of first line issues

  • Defining the requirements for the GLBA, PCI, and HIPAA programs for the enterprise

  • Stakeholder management and working across various parts of the organization

  • Communicates information risk matters to senior management


  • Bachelor's degree required

  • 1 or more of GSEC, CISSP, CISM, CISA, CRISC, CGEIT preferred, but not required

  • 10 years related experience

  • Proven knowledge of regulatory requirements, regulatory issue remediation, and regulatory reporting

  • Knowledge of the financial services industry and its regulations / laws. Strong understanding of regulatory requirements, including and not limited to GLBA, FFIEC etc.

  • Understanding of control and risk management concepts and knowledge of the operational aspects of the information risk business

  • Understanding of respective industry best practices (e.g., NIST, ISO, COBIT, OWASP, ITIL)

  • Knowledge of risk management policies, methods, standards, processes, governance models, and industry standard risk analysis approaches

  • Knowledge of current industry trends in information risk management

  • Strong MS Office skills along with strong verbal and written communication skills

  • Able to influence and collaborate well with internal and external stakeholders

  • Able to enforce and communicate related policies, procedures, and guidelines

  • Able to be a leader across the organization, a valued partner, and subject matter expert on regulatory requirements, remediation, and reporting

We are committed to leveraging the diverse backgrounds, perspectives and experiences of our workforce to create opportunities for our people and our business. Equal Opportunity Employer Minority/Female/Disability/Veterans.

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified.

Why Work for MUFG Corporation?

• We are a financially strong and stable bank.

• We value workplace diversity.

• We are committed to the training and development of our employees.

• Innovative vacation benefits

• We offer a matching 401k, a Retirement Plan, a variety of Flexible Health Benefits.

Job: *Risk & Compliance

Title: Information Risk Management - Regulatory, Director

Location: NEW YORK-New York

Requisition ID: 10009088-WD

Other Locations: NEW JERSEY-Jersey City, CALIFORNIA-Monterey Park