MUFG Union Bank Financial Crimes Risk Assessment, Associate in New York, New York

Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better—from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group/./

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  • Responsible for the implementation and maintenance of the Financial Crimes Compliance risk assessment processes

  • Review findings/alerts arising out of obligations under USA PATRIOT Act section 311 and 314( a); update/manage/reconcile processes and databases used to track PEPs, foreign bank certifications and Wolfsberg questionnaires; manage process to ensure the timely preparation and filing of the annual FBAR Report

  • Identify and assess the Financial Crimes Compliance risk inherent in all bank products, services, customers, business units and geographies

  • Provide support to the VP, Financial Crimes, Risk Management, during internal audits and regulatory exams

  • Provide backup for the VP, Financial Crimes Risk Management in his/her absence

  • 4-7 years of relevant experience and/or education experience in compliance matters or related matters. Knowledge of U.S. operations of foreign banking organizations

  • Ability to work with moderate supervision, well organized with attention to detail, and strong analytical and written communication skills

  • Ability to build strong working relations with business areas

  • Excellent judgment and analytical skills

  • Strong oral/written communication skills

  • Ability to work independently

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/ The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified. /

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T o learn more about MUFG, review all current career opportunities, and apply please visit us online:

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/ We are committed to leveraging the diverse backgrounds, perspectives and experiences of our workforce to create opportunities for our people and our business. Equal Opportunity Employer: Minority/Female/Disability/Veteran. /

Job: *Risk & Compliance

Title: Financial Crimes Risk Assessment, Associate

Location: NEW YORK-New York

Requisition ID: 10010118-WD