MUFG Union Bank Audit Manager Wholesale Banking, Vice President in New York, New York

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/Major Responsibilities:/

Internal Audit for the Americas acts in the third line of defense, independently assessing first and second line management’s effectiveness in identifying, measuring, monitoring and controlling the risks of the Bank. We are searching for an Audit Manager with banking/financial services experience to join the team responsible for auditing our Wholesale Banking, Investment Banking and Markets, and Transaction Banking business lines. Areas of focus include Corporate Banking (loan lifecycle, from origination through booking) and Capital Markets (front, middle and back office trading operations). The Transaction Banking business line provides clients with treasury management, transactional trade finance, trust and custody services, and asset servicing solutions.

The Audit Manager will be aligned to one of the business lines, with opportunities to participate in audits across the team. Strong audit/internal controls experience is required. Related experience in Corporate Banking, Capital Markets or Transaction Banking is preferred. This position reports to an Audit Director within Internal Audit for the Americas.

  • Bachelor’s degree and 8 years of Internal Audit experience, including experience with large complex financial institutions

  • Product knowledge and experience with Wholesale Banking lending products (Corporate, Commercial and Import/Export business)

  • Solid understanding of Wholesale Banking loan lifecycle risks and controls from underwriting, through credit administration, credit monitoring and booking

  • As a plus - Experience in Wholesale Banking loan file / asset quality reviews and evaluating credit risk management processes including, underwriting (credit standards, quality of analysis, risk ratings and models), risk monitoring and identification (on-going account/portfolio monitoring), and problem loan management

  • Ability to manage and execute the full life cycle of an audit, from planning to audit close

  • Critical thinking, analytical, and project management skills

  • Ability to interact and communicate effectively with senior leadership, regulators, and staff at all levels

  • Ability to perform risk assessments and analyze risk trends at a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns

  • Ability to identify and understand controls in changing environments

  • Strong oral and written communication, including the ability to write clear, concise, non-technical and persuasive risk evaluation reports

  • Up to 20% travel may be required

/ The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified. /

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/ We are committed to leveraging the diverse backgrounds, perspectives and experiences of our workforce to create opportunities for our people and our business. Equal Opportunity Employer: Minority/Female/Disability/Veteran. /

Job: *Risk & Compliance

Title: Audit Manager Wholesale Banking, Vice President

Location: NEW YORK-New York

Requisition ID: 10007376-WD

Other Locations: CALIFORNIA-Los Angeles