MUFG Union Bank Audit & Regulatory Response Lead, Vice President in Monterey Park, California

About MUFG Union Bank, N.A.

Join a bank that’s as committed to your future as you are. At Union Bank, a part of Mitsubishi UFJ Financial Group (MUFG), we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do.

Our diverse colleagues are connected by a common ambition to create change for the better – from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group.

Job Summary

The Audit & Response Lead, VP, will serve as an Enterprise Information Security (EIS) inquiry response leader and point of contact to provide project management oversight on the resolution of issues as related to Access Management (AM). The activities of this role include identification of enterprise access issues; prioritizing and sequencing issues; obtaining, documenting, and analyzing remediation plans; escalating risks related to AM; and providing ad hoc and monthly status to the access control program and others as requested.


The Audit & Response Lead, VP is a key position in providing assurance on the controls safeguarding the bank’s information assets. Specifically, the position is responsible for the access management issue remediation process:

Monitor and identify new issues that impact access management processes.

Prioritize new AM issues for remediation.

Partner with appropriate staff in obtaining and documenting remediation plans.

Analyze remediation plans as related to current initiatives and completion schedules.

Partner with responsible parties to understand completion status.

Track status of access management issues and report metrics monthly to access control program.

Provide ad hoc reporting as required, including escalation of delayed or at risk issues.

Developing strategies to drive efficiencies in audit/regulatory response efforts.

Fostering effective and positive business relationships with all stakeholders.

Maintaining up-to-date knowledge on information security trends, regulatory environment and long-term implications for MUFG, Union Bank.

Financial services experience

Top 10 banking (preferred)

Information security

IT risk management

IT audit

Five to ten years of related experience

Must-Have Skills

Attention to detail

Passionate, positive, and driven attitude

Excellent communication (written and oral) and interpersonal skills

Reliable time management and organization skills

Proactive mindset and behaviors

Ability to lead complex efforts with minimal supervision

Demonstrated leadership in professional setting; either military or civilian

Proven ability to work independently and as a team member

Willingness to collaborate across the organization

Flexibility to work in varying business functions and capabilities

Ability to adapt to new and changing environment and handle multiple priorities, including ability to learn quickly

Desired Certifications (one or more of the following):




Six Sigma Belts


Bachelor's degree in Computer Science, Technology, Business, or Related Fields

Master’s Degree (desirable)

Why Work for MUFG Union Bank, N.A.?

• We are a financially strong and stable bank.

• We value workplace diversity.

• We are committed to the training and development of our employees.

• Innovative vacation benefits.

• We offer a matching 401k, a Retirement Plan, a variety of Flexible Health Benefits.

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified.

We are committed to leveraging the diverse backgrounds, perspectives and experiences of our workforce to create opportunities for our people and our business. Equal Opportunity Employer Minority/Female/Disability/Veterans.


Job: *Systems / Technology

Title: Audit & Regulatory Response Lead, Vice President

Location: CALIFORNIA-Monterey Park

Requisition ID: 10008220-WD