MUFG Union Bank Audit Manager Wholesale Banking, Vice President in Los Angeles, California

Join a financial group that’s as committed to your future as you are. At MUFG, we share a vision for our future, we share our successes, and we strive to bring out the best in each other in everything we do. Our 14,000 diverse colleagues are connected by a common ambition to create change for the better—from forging more dynamic career paths, to driving progress in our communities, to continuously reshaping the standards of global financial services. Positive impact starts here; see the change you can make as we strive to become the world’s most trusted financial group.

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Internal Audit for the Americas acts as the third line of defense, independently assessing first and second line management’s effectiveness in identifying, measuring, monitoring and controlling the risks of the Bank. We have an opportunity for an Audit Associate with banking/financial services experience to join the team responsible for auditing the Wholesale Banking, Investment Banking and Markets, and Transaction Banking business lines. Areas of focus include Corporate Banking (loan lifecycle, from origination through booking) and Capital Markets (front, middle and back office trading operations). The Transaction Banking business line provides clients wit h treasury management, transactional trade finance, trust and custody services, and asset servicing solutions.

The Audit Associate will be aligned to one of the business lines, with opportunities to participate in audits across the team. Strong audit/internal controls experience is required. Related experience in Corporate Banking, Capital Markets or Transaction Banking is preferred but not required.

LOCATION: New York City, Los Angeles, San Francisco.

  • Bachelor’s degree and 5 years of audit / internal controls or Big 4 assurance experience in financial services, including experience with large complex financial institutions

  • Product knowledge / experience with either Wholesale/Corporate Lending, Capital Markets (FX, interest rate derivatives) or Transaction Banking products preferred but not required

  • Exposure to Dodd-Frank Swap Dealer, Volcker Rule (and other relevant regulatory requirements), and knowledge of financial products and services is a plus

  • Critical thinking, analytical, and project management skills

  • Ability to interact and communicate effectively with senior leadership, regulators, and staff at all levels

  • Ability to perform risk assessments and analyze risk trends at a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns

  • Ability to identify and understand controls in changing environments

  • Strong oral and written communication, including the ability to write clear, concise, non-technical and persuasive risk evaluation reports

  • Approximately 25% travel may be required

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/ The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified. /

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/ To learn more about MUFG, review all current career opportunities, and apply please visit us online: // /

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/We are committed to leveraging the diverse backgrounds, perspectives and experiences of our workforce to create opportunities for our people and our business. Equal Opportunity Employer: Minority/Female/Disability/Veteran./

Job: *Risk & Compliance

Title: Audit Manager Wholesale Banking, Vice President

Location: CALIFORNIA-Los Angeles

Requisition ID: 10007376-WD

Other Locations: CALIFORNIA-San Francisco